Chief Risk Officer (CRO) – Retail Banking
TheHiveCareers
WeSourceThe Chief Compliance Officer is responsible for ensuring there is a strong policy environment to ensure compliance with BSP regulations. This role will also conduct reviews of clients to ensure they are also meeting the compliance (and other risk) requirements of the bank. This will involve oversight of:
Compliance and Policy development, Defining policies, within the areas of
o Maintenance of Compliance Monitoring System o Compliance reporting
o Applications to the BSP Compliance reviews of partners
o Ensure partners (both origination / cash management partners and system providers) meet the requirements of regulatory authorities
o Provide inputs into Risk Assessment of partners
Ensure documentation of risk reviews of partners is complete, approved to the right level internal Audit reviews of partner policies
Prioritize internal audit processes based on risk assessments
Monitor exceptions and reports and provide feedback to partner-facing teams. reporting
Secretariat to the Risk Committee, Audit and Compliance Committee Ensure adequate AML coverage
This position shall serve as the following regulated positions: Chief Compliance Officer and AMLO
As per regulation, this position will report directly to the independent Risk and Audit / Compliance Committees. The position will, however, work closely with the Head of Operations / CEO in the implementation of duties.
On time implementation of: o Partner risk reviews Policy development plan
This position requires expertise in control functions, while also understanding the implications of these functions on business operations to ensure the functions are implemented in a client friendly manner.
At least 8 years of Sr Management of Compliance ideally from the bank or fintech companies
The specific areas of expertise seen in the candidate will include:
o IT risk management, including responsibilities of the information security officer
Leadership of internal audit functions o Definition of audit timetable
o Management of internal and external reviews
Review the partner risk reviews to determine:
o Are there partners whose risk reviews need to be updated to reflect any newly identified issues?
o Are there partners whose internal processes need to be reviewed?
o Policy status
Originally posted on Himalayas
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WeSourceThe Chief Compliance Officer is responsible for ensuring there is a strong policy environment to ensure compliance with BSP regulations. This role will also conduct reviews of clients to ensure they are also meeting the compliance (and other risk) requirements of the bank. This will involve oversight of:
Compliance and Policy development, Defining policies, within the areas of
o Maintenance of Compliance Monitoring System o Compliance reporting
o Applications to the BSP Compliance reviews of partners
o Ensure partners (both origination / cash management partners and system providers) meet the requirements of regulatory authorities
o Provide inputs into Risk Assessment of partners
Ensure documentation of risk reviews of partners is complete, approved to the right level internal Audit reviews of partner policies
Prioritize internal audit processes based on risk assessments
Monitor exceptions and reports and provide feedback to partner-facing teams. reporting
Secretariat to the Risk Committee, Audit and Compliance Committee Ensure adequate AML coverage
This position shall serve as the following regulated positions: Chief Compliance Officer and AMLO
As per regulation, this position will report directly to the independent Risk and Audit / Compliance Committees. The position will, however, work closely with the Head of Operations / CEO in the implementation of duties.
On time implementation of: o Partner risk reviews Policy development plan
This position requires expertise in control functions, while also understanding the implications of these functions on business operations to ensure the functions are implemented in a client friendly manner.
At least 8 years of Sr Management of Compliance ideally from the bank or fintech companies
The specific areas of expertise seen in the candidate will include:
o IT risk management, including responsibilities of the information security officer
Leadership of internal audit functions o Definition of audit timetable
o Management of internal and external reviews
Review the partner risk reviews to determine:
o Are there partners whose risk reviews need to be updated to reflect any newly identified issues?
o Are there partners whose internal processes need to be reviewed?
o Policy status
Originally posted on Himalayas